On June 1, 2020, the Department of Justice (“DOJ”) issued an updated version of its “Evaluation of Corporate Compliance Programs” (the “DOJ Guidance”), available here. The DOJ Guidance is an update to ...

Building a compliance program is a project – and building the first iteration is the first hurdle every organization faces. Regulators and legislation might provide a framework for creating holistic ...

Will Kenton is an expert on the economy and investing laws and regulations. He previously held senior editorial roles at Investopedia and Kapitall Wire and holds a MA in Economics from The New School ...

Does your long-term care organization have liability and property insurance? The answer to both, without hesitance, is “yes.” However, there is a third area of “insurance” that, while equally ...

We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation and ...

We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation and ...

Nearly five years after it was mandated by Congress to go into effect, federal trucking regulators have yet to establish a “beyond compliance” program to offer motor carriers some sort of extra credit ...

In the world of investment company compliance, one can have all of the essential elements of a great compliance program, but without the intangible ingredient of a highly-experienced and attentive ...

The Federal Aviation Administration (FAA) supports the safety of the U.S. aviation system by ensuring air carriers, pilots, and other regulated entities comply with safety standards. In September 2015 ...

Life sciences companies tend to consider themselves leaders when it comes to compliance policies. In one sense they’re right. The close sales relations between their distribution agents and ...

New nursing home compliance guidance issued by a federal watchdog agency includes several new provisions that indicate executives and investors could face more scrutiny in years ahead. The tougher ...

RIAs have become a prime target for cybercriminals due to the sensitivity of data they hold and the value of assets they manage. If successful, a cyberattack often results in devastating losses not ...